Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Client dealing (7 Mar 2022 to 27 Sep 2022)
    • [FCA CF] Manager of certification employee (26 May 2016 to 8 Mar 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 27 Sep 2022)
    • CF30 Customer (15 Jul 2014 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.