Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Courtiers Investment Services Limited (no longer approved here)

    FRN 124995

    • [FCA CF] Client dealing (10 Jun 2021 to 28 Aug 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Jun 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Aug 2024)
    • CF1 Director (AR) (25 Apr 2018 to 9 Jun 2021)
    • CF30 Customer (25 Apr 2018 to 9 Jun 2021)
  • Paragon Financial Planning Ltd (no longer approved here)

    FRN 419269

    • (2)Employed By (13 Jan 2005 to 31 Dec 2010)
  • Paragon Financial Services Limited (no longer approved here)

    FRN 193577

    • (3)Employed By (8 Dec 1999 to 21 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (2)Employed By at Paragon Financial Planning Ltd

  2. controlled function added: (3)Employed By at Paragon Financial Services Limited