Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (10 Jun 2021 to 28 Aug 2024)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Jun 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Aug 2024)
- CF1 Director (AR) (25 Apr 2018 to 9 Jun 2021)
- CF30 Customer (25 Apr 2018 to 9 Jun 2021)
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- (2)Employed By (13 Jan 2005 to 31 Dec 2010)
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- (3)Employed By (8 Dec 1999 to 21 Jan 2005)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (2)Employed By at Paragon Financial Planning Ltd
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controlled function added: (3)Employed By at Paragon Financial Services Limited