Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 12 May 2014)
    • CF30 Customer (since 1 Nov 2007)
    • CF22 Investment Adviser (Trainee) (13 Apr 2007 to 31 Oct 2007)
  • MCG Wealth Ltd

    FRN 571883

    • (1)Employed By (since 29 Dec 2011)
  • Clearwater Wealth Management (no longer approved here)

    FRN 401714

    • Employed By (13 Apr 2007 to 29 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

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