Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Fairstone Financial Management Limited
FRN 475973
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 30 Jan 2025)
- [FCA CF] Client dealing (since 30 Jan 2025)
-
- [FCA CF] Client dealing (29 Dec 2023 to 3 May 2024)
- [FCA CF] Functions requiring qualifications (29 Dec 2023 to 3 May 2024)
-
- [FCA CF] Functions requiring qualifications (11 May 2022 to 10 Aug 2023)
- [FCA CF] Client dealing (11 May 2022 to 10 Aug 2023)
-
- [FCA CF] Functions requiring qualifications (6 Apr 2020 to 23 Jul 2021)
- [FCA CF] Client dealing (6 Apr 2020 to 23 Jul 2021)
-
- (74)Employed By (8 Jun 2016 to 4 Jan 2017)
-
- CF30 Customer (8 Jun 2016 to 4 Jan 2017)
-
- CF30 Customer (13 Dec 2011 to 8 May 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.