Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 30 Jan 2025)
    • [FCA CF] Client dealing (since 30 Jan 2025)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • [FCA CF] Client dealing (29 Dec 2023 to 3 May 2024)
    • [FCA CF] Functions requiring qualifications (29 Dec 2023 to 3 May 2024)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Functions requiring qualifications (11 May 2022 to 10 Aug 2023)
    • [FCA CF] Client dealing (11 May 2022 to 10 Aug 2023)
  • NFU Mutual Select Investments Limited (no longer approved here)

    FRN 582519

    • [FCA CF] Functions requiring qualifications (6 Apr 2020 to 23 Jul 2021)
    • [FCA CF] Client dealing (6 Apr 2020 to 23 Jul 2021)
  • Newcastle Financial Advisers Limited (no longer approved here)

    FRN 222899

    • (74)Employed By (8 Jun 2016 to 4 Jan 2017)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (8 Jun 2016 to 4 Jan 2017)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (13 Dec 2011 to 8 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.