Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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THROGMORTON PRIVATE CAPITAL LIMITED
FRN 431157
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 19 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 19 Dec 2019)
- CF30 Customer (29 Mar 2010 to 10 Apr 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.