Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF8 Apportionment and Oversight (20 Feb 2008 to 31 Mar 2009)
- Responsible for Insurance Mediation (20 Feb 2008 to 7 Oct 2013)
- CF11 Money Laundering Reporting (20 Feb 2008 to 7 Oct 2013)
- CF10 Compliance Oversight (20 Feb 2008 to 7 Oct 2013)
- CF30 Customer (1 Nov 2007 to 7 Oct 2013)
- CF21 Investment Adviser (10 Apr 2007 to 31 Oct 2007)
- CF1 Director (10 Apr 2007 to 30 Jun 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.