Barry Robert Summers

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Independent Investment Associates Limited (no longer approved here)
FRN 212923
- CF21 Investment Adviser (19 Sep 2005 to 29 Mar 2006)
- CF22 Investment Adviser (Trainee) (25 May 2005 to 19 Sep 2005)
Kendal Financial Management (382) (no longer approved here)
FRN 194749
- Employed By (21 Jan 2004 to 14 Apr 2005)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF21 Investment Adviser (19 Jun 2003 to 31 Dec 2003)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (54)Employed By (19 Jun 2003 to 31 Dec 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.