Barry Robert McConnell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

DWS Alternatives Global Limited
FRN 458997
- SMF3 Executive Director (since 23 Sep 2021)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (11 Aug 2021 to 23 Sep 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF22 Investment Adviser (Trainee) (27 Sep 2007 to 31 Oct 2007)
DWS Investments UK Limited (no longer approved here)
FRN 429806
- [FCA CF] Client dealing (22 May 2020 to 25 Sep 2020)
- CF30 Customer (3 Aug 2019 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.