Barry Richards

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bourne Independent Financial Advisers Ltd

    FRN 502077

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [PRA CF] Key function holder (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (14 Oct 2009 to 8 Dec 2019)
    • CF30 Customer (14 Oct 2009 to 8 Dec 2019)
  • PROTECTION & INVESTMENT LIMITED (no longer approved here)

    FRN 222993

    • CF30 Customer (1 Nov 2007 to 16 Dec 2009)
    • CF21 Investment Adviser (2 Jul 2003 to 31 Oct 2007)
  • Protection & Investment (2882) (no longer approved here)

    FRN 193401

    • (22)Employed By (26 Sep 2002 to 9 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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