Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 19 Dec 2019)
    • CF1 Director (AR) (since 10 Feb 2015)
    • CF30 Customer (since 10 Feb 2015)
    • CF1 Director (AR) (since 10 Feb 2015)
    • Employed By (since 10 Feb 2015)
  • Stirling House Financial Services Limited (no longer approved here)

    FRN 413234

    • CF30 Customer (24 Feb 2010 to 17 Nov 2014)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 22 Jun 2009)
    • CF1 Director (AR) (13 Sep 2006 to 22 Jun 2009)
    • CF21 Investment Adviser (13 Sep 2006 to 31 Oct 2007)
  • Weston Financial Partnership Ltd (no longer approved here)

    FRN 456913

    • Employed By (13 Sep 2006 to 22 Jun 2009)

Recent activity

Updates to this individual's record on the FCA register.

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