Barry Patrick Ambrose Carroll

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IQ EQ Depositary Company (UK) Limited (no longer approved here)

    FRN 481843

    • CF1 Director (11 Aug 2008 to 15 Sep 2010)
    • CF10 Compliance Oversight (11 Aug 2008 to 9 Feb 2009)
    • CF11 Money Laundering Reporting (11 Aug 2008 to 9 Feb 2009)
    • CF3 Chief Executive (11 Aug 2008 to 15 Sep 2010)
    • CF8 Apportionment and Oversight (11 Aug 2008 to 31 Mar 2009)
  • Altree Capital (UK) Ltd. (no longer approved here)

    FRN 191168

    • CF1 Director (15 Oct 2004 to 30 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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