Barry O'Neill

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Perspective (North West) Limited

    FRN 229808

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 29 Oct 2024)
    • [FCA CF] Functions requiring qualifications (since 29 Oct 2024)
  • Adroit Financial Planning Limited (no longer approved here)

    FRN 579324

    • CF30 Customer (7 Nov 2012 to 16 Feb 2016)
    • CF1 Director (7 Nov 2012 to 15 Oct 2015)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (30 Aug 2002 to 2 Sep 2004)
    • CF27 Investment Management (10 Apr 2002 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.