Barry O'Leary

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY

    FRN 114724

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 7 Nov 2025)
  • Coutts & Company

    FRN 122287

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 7 Nov 2025)
  • CITIZENS ADVICE SOMERSET (no longer approved here)

    FRN 617741

    • Director of firm who is not a certification employee or a SMF manager (1 Oct 2023 to 20 Feb 2025)
  • Thornbridge Investment Management LLP (no longer approved here)

    FRN 713859

    • CF30 Customer (22 Aug 2016 to 23 Oct 2017)
  • Blue Lion Research Limited (no longer approved here)

    FRN 755972

    • Employed By (22 Aug 2016 to 23 Oct 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 26 Jun 2014)
    • CF21 Investment Adviser (31 Aug 2007 to 31 Oct 2007)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 22 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

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