Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 17 Feb 2012)
    • CF21 Investment Adviser (6 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Sep 2004 to 6 Mar 2006)
  • Harwood Gough Associates (no longer approved here)

    FRN 206128

    • Employed By (27 Jan 2003 to 14 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.