Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Marsh Ireland Brokers Limited (UK Branch)
FRN 973159
- SMF16 Compliance Oversight (since 1 Sep 2023)
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Marsh NV/SA (UK Branch)
FRN 973191
- SMF16 Compliance Oversight (since 1 Sep 2023)
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MMC Securities Limited
FRN 171459
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF10 Compliance Oversight (4 Mar 2013 to 8 Dec 2019)
- CF11 Money Laundering Reporting (4 Mar 2013 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 13 Mar 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 13 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.