Barry Nicholson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 11 Oct 2023)
    • CF30 Customer (since 14 Jul 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Nov 2020)
    • CF30 Customer (7 Oct 2010 to 2 Nov 2020)
  • PK MORTGAGE SERVICES LIMITED

    FRN 997366

    • (2)Employed By (since 14 Jul 2023)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (2 Nov 2020 to 19 Oct 2023)
    • CF30 Customer (19 Mar 2020 to 19 Oct 2023)
  • Charles Derby Wealth Management Limited (no longer approved here)

    FRN 535816

    • Employed By (19 Mar 2020 to 26 Jan 2024)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (517)Employed By (7 Oct 2010 to 14 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

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