Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AMAS Investments Limited
FRN 706535
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (2 Nov 2015 to 8 Dec 2019)
- CF1 Director (2 Nov 2015 to 8 Dec 2019)
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- (13)Employed By (20 Dec 2012 to 13 Apr 2016)
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- Employed By (23 Jun 2009 to 2 Jul 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.