Barry Mullholland

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

INVEST SOUTHWEST LIMITED (no longer approved here)
FRN 469547
- CF30 Customer (3 Jan 2012 to 26 Apr 2013)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (7 Jul 2011 to 31 Dec 2011)
The On-Line Partnership Limited (no longer approved here)
FRN 192638
- CF7 Sole Trader (AR) (7 Oct 2003 to 11 Dec 2005)
- CF21 Investment Adviser (1 Dec 2001 to 11 Dec 2005)
BKD Independent Financial Services (no longer approved here)
FRN 228699
- Employed By (7 Oct 2003 to 11 Dec 2005)
Chancery Financial Management (Clevedon) Ltd (no longer approved here)
FRN 200597
- Employed By (22 Nov 2000 to 22 Dec 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.