Barry Mitchell

• AFH Independent Financial Services Limited

  FRN 216704

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (24 Jun 2015 to 8 Dec 2019)
• Davisons Financial Planning Ltd (no longer approved here)

  FRN 503295

  • Employed By (21 Jul 2009 to 5 Sep 2013)
• Davisons (Financial Services) Limited (no longer approved here)

  FRN 193486

  • Employed By (10 Jul 2009 to 8 Dec 2019)
• QUILTER WEALTH LIMITED (no longer approved here)

  FRN 217742

  • CF30 Customer (23 Jun 2008 to 1 Jul 2009)
• NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)

  FRN 117664

  • CF21 Investment Adviser (12 Oct 2002 to 7 Jan 2005)
• N.F.U. Mutual Unit Managers Limited (no longer approved here)

  FRN 121922

  • CF21 Investment Adviser (12 Oct 2002 to 7 Jan 2005)

No changes recorded yet.