Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 May 2023)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 9 Oct 2023)
- CF1 Director (AR) (21 Apr 2016 to 9 Oct 2023)
- CF30 Customer (24 Apr 2013 to 17 May 2023)
- CF22 Investment Adviser (Trainee) (19 Dec 2001 to 19 Dec 2001)
- CF21 Investment Adviser (19 Dec 2001 to 12 Feb 2007)
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- Employed By (21 Apr 2016 to 9 Oct 2023)
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- Employed By (19 Dec 2001 to 12 Feb 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.