Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Global Asset Management (UK) Limited
FRN 122335
- [FCA CF] Client dealing (since 12 Feb 2021)
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- [FCA CF] Client dealing (1 Jul 2018 to 14 Jan 2020)
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- [FCA CF] Client dealing (21 Dec 2016 to 1 Jul 2018)
- CF30 Customer (10 Jun 2014 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.