Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (11 Oct 2010 to 28 Mar 2014)
- CF11 Money Laundering Reporting (11 Oct 2010 to 28 Mar 2014)
- CF28 Systems and controls (11 Oct 2010 to 28 Mar 2014)
- CF30 Customer (11 Oct 2010 to 28 Mar 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.