Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Personal Retirement Planning Ltd
FRN 781803
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 12 Mar 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 6 Nov 2017)
- Responsible for Insurance Mediation (6 Nov 2017 to 30 Sep 2018)
- CF10 Compliance Oversight (6 Nov 2017 to 8 Dec 2019)
- CF1 Director (6 Nov 2017 to 8 Dec 2019)
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- CF1 Director (AR) (27 Jan 2016 to 27 Jul 2016)
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- CF1 Director (AR) (24 Jan 2007 to 11 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.