Barry Lawson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Fund Incubator Limited

    FRN 208716

    • [FCA CF] Client dealing (since 11 Sep 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (16 May 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 May 2016 to 8 Dec 2019)
    • CF1 Director (16 May 2016 to 8 Dec 2019)
    • CF30 Customer (16 May 2016 to 8 Dec 2019)
  • Agathos Management LLP

    FRN 678873

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (30 Jun 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (30 Jun 2016 to 8 Dec 2019)
  • Passion Capital Investments LLP (no longer approved here)

    FRN 543062

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Sep 2021)
    • CF11 Money Laundering Reporting (31 Mar 2017 to 8 Dec 2019)
  • PASSION CAPITAL INVESTMENTS II LLP (no longer approved here)

    FRN 760022

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Sep 2021)
    • CF11 Money Laundering Reporting (23 Feb 2018 to 8 Dec 2019)
  • Seraphim Space Manager LLP (no longer approved here)

    FRN 772782

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Sep 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 24 Sep 2021)
    • CF10 Compliance Oversight (7 Jul 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Jul 2017 to 8 Dec 2019)
  • Apex Unitas Limited (no longer approved here)

    FRN 591814

    • CF11 Money Laundering Reporting (27 Aug 2014 to 5 Apr 2017)
    • CF10 Compliance Oversight (27 Aug 2014 to 5 Apr 2017)
  • British International Investment Plc (no longer approved here)

    FRN 195649

    • CF10 Compliance Oversight (7 Aug 2012 to 30 Oct 2015)
    • CF11 Money Laundering Reporting (7 Aug 2012 to 30 Oct 2015)
  • Bridgepoint Advisers Limited (no longer approved here)

    FRN 181601

    • CF11 Money Laundering Reporting (5 Jan 2005 to 31 Dec 2008)
    • CF1 Director (25 Apr 2002 to 31 Dec 2008)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Dec 2008)

Recent activity

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