Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF10a CASS Oversight function (1 Oct 2011 to 15 Jun 2012)
- CF11 Money Laundering Reporting (28 Jun 2006 to 14 Jun 2012)
- CF1 Director (14 Feb 2005 to 9 Feb 2012)
- CF10 Compliance Oversight (14 Apr 2004 to 14 Jun 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.