Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • King & Shaxson Limited (no longer approved here)

    FRN 179213

    • CF10a CASS Oversight function (1 Oct 2011 to 15 Jun 2012)
    • CF11 Money Laundering Reporting (28 Jun 2006 to 14 Jun 2012)
    • CF1 Director (14 Feb 2005 to 9 Feb 2012)
    • CF10 Compliance Oversight (14 Apr 2004 to 14 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.