Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Amberwood Mortgages Ltd
FRN 947002
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Responsibility for MCD Intermediation (since 23 Dec 2021)
- Responsible for Insurance Distribution (since 23 Dec 2021)
- SMF16 Compliance Oversight (since 23 Dec 2021)
- SMF3 Executive Director (since 23 Dec 2021)
- [FCA CF] Functions requiring qualifications (since 23 Dec 2021)
- [FCA CF] Manager of certification employee (since 23 Dec 2021)
- [FCA CF] Significant management (since 23 Dec 2021)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 30 Apr 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.