Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Matrix Wealth Limited
FRN 1000592
- (4)Employed By (since 5 Sep 2023)
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St. James's Place Wealth Management Plc
FRN 195351
- 7. Giving personal recommendations on long-term care insurance contracts
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 23 Sep 2014)
- CF30 Customer (since 23 Sep 2014)
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- CF1 Director (AR) (5 Sep 2012 to 27 Oct 2014)
- CF30 Customer (5 Sep 2012 to 27 Oct 2014)
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- Employed By (22 Mar 2012 to 2 Jul 2012)
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- Employed By (23 Jun 2009 to 5 Apr 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.