Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2021)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Mar 2021)
    • CF1 Director (AR) (22 Apr 2013 to 31 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 31 Mar 2021)
    • CF7 Sole Trader (AR) (10 Mar 2003 to 31 Jan 2007)
    • CF21 Investment Adviser (10 Mar 2003 to 31 Oct 2007)
  • Regency (Support Services) Limited (no longer approved here)

    FRN 214381

    • (2)Employed By (1 Dec 2001 to 31 Mar 2021)

Recent activity

Updates to this individual's record on the FCA register.

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