Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2021)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Mar 2021)
- CF1 Director (AR) (22 Apr 2013 to 31 Mar 2021)
- CF30 Customer (1 Nov 2007 to 31 Mar 2021)
- CF7 Sole Trader (AR) (10 Mar 2003 to 31 Jan 2007)
- CF21 Investment Adviser (10 Mar 2003 to 31 Oct 2007)
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- (2)Employed By (1 Dec 2001 to 31 Mar 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.