Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (AR) (since 1 Dec 2018)
    • CF30 Customer (since 1 Dec 2018)
    • (1)Employed By (since 1 Dec 2018)
  • LEBC Group Ltd (no longer approved here)

    FRN 191818

    • Employed By (18 Mar 2010 to 31 Dec 2011)
  • Attivo Financial Planning Limited (no longer approved here)

    FRN 451967

    • Employed By (29 Dec 2006 to 1 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.