Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 1 Oct 2015)
    • CF30 Customer (since 1 Oct 2015)
    • (2)Employed By (since 1 Oct 2015)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF30 Customer (3 Jun 2013 to 30 Sep 2015)
  • Accumulus Consulting Limited (no longer approved here)

    FRN 196816

    • (5)Employed By (3 Jun 2013 to 30 Sep 2015)
  • DENTONS INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194538

    • CF30 Customer (1 Nov 2007 to 9 Jul 2010)
    • CF21 Investment Adviser (11 May 2006 to 31 Oct 2007)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF21 Investment Adviser (1 Dec 2001 to 28 Apr 2006)
  • Burgess Financial Services (no longer approved here)

    FRN 196307

    • Employed By (1 Dec 2001 to 28 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Accumulus Consulting Limited

  2. controlled function added: (5)Employed By at Accumulus Consulting Limited