Barry George Brooks

Last updated
1 month ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (520)[FCA CF] Material risk taker (26 Aug 2020 to 16 Aug 2024)
    • (521)[FCA CF] Significant management (26 Aug 2020 to 16 Aug 2024)
    • (522)[FCA CF] CASS oversight function (26 Aug 2020 to 9 Oct 2020)
    • (519)CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
    • (518)CF29 Significant management (24 Aug 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (518)CF29 Significant management at Novate Global Markets Limited

  2. controlled function added: (519)CF10a CASS Oversight function at Novate Global Markets Limited

  3. controlled function added: (520)[FCA CF] Material risk taker at Novate Global Markets Limited

  4. controlled function added: (521)[FCA CF] Significant management at Novate Global Markets Limited

  5. controlled function added: (522)[FCA CF] CASS oversight function at Novate Global Markets Limited