Barry Frederick Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tavira Financial Limited (no longer approved here)

    FRN 462001

    • [FCA CF] Client dealing (16 May 2022 to 26 Feb 2025)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Manager of certification employee (1 Apr 2021 to 31 Dec 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (26 Nov 2018 to 8 Dec 2019)
  • TRADITION FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 147543

    • CF30 Customer (28 Feb 2013 to 31 Dec 2015)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • CF30 Customer (28 Feb 2013 to 31 Dec 2015)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF30 Customer (1 Nov 2007 to 13 Feb 2013)
    • CF26 Customer Trading (12 Sep 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.