Barry Fitzgerald

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE MORTGAGE EXCHANGE (SHAFTESBURY) LIMITED

    FRN 822038

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 1 Feb 2019)
    • Responsible for Insurance Distribution (since 1 Feb 2019)
    • CF30 Customer (1 Feb 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Feb 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Feb 2019 to 8 Dec 2019)
    • CF1 Director (1 Feb 2019 to 8 Dec 2019)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (1 Dec 2001 to 6 Dec 2001)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (1 Dec 2001 to 6 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

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