Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Paradigm Norton Financial Planning Ltd
FRN 455083
- SMF9 Chair of the Governing Body (since 1 Apr 2025)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (AR) (since 27 Sep 2010)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 5 May 2025)
- SMF1 Chief Executive (9 Dec 2019 to 1 Apr 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Mar 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Mar 2023)
- Responsible for Insurance Distribution (1 Oct 2018 to 1 Apr 2025)
- CF3 Chief Executive (22 Apr 2009 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 1 Mar 2023)
- CF8 Apportionment and Oversight (1 Sep 2006 to 31 Oct 2007)
- CF10 Compliance Oversight (1 Sep 2006 to 21 May 2014)
- CF21 Investment Adviser (1 Sep 2006 to 31 Oct 2007)
- CF11 Money Laundering Reporting (1 Sep 2006 to 28 Apr 2011)
- Responsible for Insurance Mediation (1 Sep 2006 to 30 Sep 2018)
- CF1 Director (1 Sep 2006 to 8 Dec 2019)
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Wollen Michelmore Financial Planning Ltd
FRN 400890
- Employed By (since 27 Sep 2010)
Recent activity
Updates to this individual's record on the FCA register.
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