Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 8 Dec 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (4 Nov 2014 to 8 Dec 2019)
    • CF3 Chief Executive (4 Nov 2014 to 8 Dec 2019)
    • CF30 Customer (4 Nov 2014 to 8 Dec 2019)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • CF30 Customer (30 Jun 2014 to 19 Dec 2014)
  • Artisan Partners UK LLP (no longer approved here)

    FRN 518554

    • CF4 Partner (15 Jul 2010 to 11 Jan 2013)
    • CF10 Compliance Oversight (15 Jul 2010 to 25 Mar 2011)
    • CF11 Money Laundering Reporting (15 Jul 2010 to 25 Mar 2011)
    • CF30 Customer (15 Jul 2010 to 11 Jan 2013)
  • MFS INTERNATIONAL (U.K.) LIMITED (no longer approved here)

    FRN 181136

    • CF30 Customer (1 Nov 2007 to 12 Jan 2010)
    • CF27 Investment Management (27 Apr 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.