Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • C.P.H. LIMITED

    FRN 225495

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (5 Jan 2009 to 8 Dec 2019)
  • Argentis Wealth Management Ltd (no longer approved here)

    FRN 419331

    • CF30 Customer (3 Jan 2008 to 27 Dec 2008)

Recent activity

Updates to this individual's record on the FCA register.

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