Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 24 Dec 2010)
    • CF21 Investment Adviser (15 Dec 2006 to 31 Oct 2007)
    • CF4 Partner (15 Dec 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (15 Dec 2006 to 10 Feb 2009)
    • CF11 Money Laundering Reporting (15 Dec 2006 to 30 Apr 2013)
  • Simply Independent Ltd (no longer approved here)

    FRN 206141

    • (6)Employed By (27 Apr 2004 to 31 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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