Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Warwick Road Financial Services Ltd
FRN 656015
- Employed By (since 27 Sep 2024)
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 16 Feb 2023)
- CF30 Customer (since 5 Nov 2014)
- CF1 Director (AR) (5 Nov 2014 to 16 Oct 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Feb 2023)
- CF1 Director (AR) (5 Nov 2014 to 16 Oct 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.