Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2019)
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- CF1 Director (AR) (25 Oct 2006 to 16 Feb 2010)
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- Employed By (25 Oct 2006 to 16 Feb 2010)
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- Employed By (28 Sep 2004 to 12 Mar 2007)
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- CF4 Partner (AR) (29 Jun 2004 to 20 Jul 2006)
- CF21 Investment Adviser (29 Jun 2004 to 12 Mar 2007)
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- CF22 Investment Adviser (Trainee) (24 Feb 2004 to 29 Jun 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.