Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Nov 2020)
- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF1 Director (AR) (27 May 2004 to 1 Dec 2020)
- CF21 Investment Adviser (27 May 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.