Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • SMF1 Chief Executive (9 May 2022 to 24 Nov 2024)
    • SMF3 Executive Director (6 Sep 2021 to 15 Jan 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Aug 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 27 Aug 2021)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 27 Aug 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Apr 2025)
    • CF30 Customer (3 Jun 2016 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (16 Dec 2013 to 6 Jun 2014)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (16 Dec 2013 to 6 Jun 2014)

Recent activity

Updates to this individual's record on the FCA register.

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