Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Imperial House Ltd (no longer approved here)

    FRN 229886

    • CF30 Customer (1 Nov 2007 to 15 Dec 2008)
    • Responsible for Insurance Mediation (14 Jan 2005 to 20 Nov 2008)
    • CF11 Money Laundering Reporting (29 Jul 2004 to 20 Nov 2008)
    • CF1 Director (29 Jul 2004 to 15 Dec 2008)
    • CF8 Apportionment and Oversight (29 Jul 2004 to 20 Nov 2008)
    • CF21 Investment Adviser (29 Jul 2004 to 31 Oct 2007)
    • CF10 Compliance Oversight (29 Jul 2004 to 20 Nov 2008)

Recent activity

Updates to this individual's record on the FCA register.

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