Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF1 Director (AR) (6 Jan 2010 to 15 Feb 2024)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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Roberts Financial Consultancy Limited
FRN 498877
- (1)Employed By (since 29 Apr 2009)
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- Employed By (13 Dec 2002 to 29 Apr 2009)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.