Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WhiteRock Capital Partners LLP (no longer approved here)

    FRN 597977

    • SMF27 Partner (9 Dec 2019 to 14 Aug 2020)
    • CF30 Customer (8 Nov 2013 to 8 Dec 2019)
    • CF4 Partner (8 Nov 2013 to 8 Dec 2019)
  • Anticus Partners Limited (no longer approved here)

    FRN 538579

    • CF1 Director (1 Jul 2011 to 28 Mar 2013)
    • CF30 Customer (1 Jul 2011 to 5 Jun 2014)
  • NEL Fund Managers Limited (no longer approved here)

    FRN 148550

    • CF30 Customer (1 Nov 2007 to 2 Jul 2018)
    • CF1 Director (1 Dec 2001 to 2 Jul 2018)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 1 Apr 2015)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.