Barnaby Stephen Scothern

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 19 Jan 2024)
- CF30 Customer (since 25 Nov 2023)
Barnaby Scothern
FRN 1006478
- Employed By (since 25 Nov 2023)
2 Plan Wealth Management Limited (no longer approved here)
FRN 461598
- Appointed representative dealing with clients for which they require qualification (21 Oct 2021 to 9 Mar 2023)
- CF30 Customer (19 Oct 2021 to 9 Mar 2023)
One Financial Solutions Ltd (no longer approved here)
FRN 607130
- (9)Employed By (19 Oct 2021 to 9 Mar 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.