Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- CF1 Director (AR) (since 27 Mar 2023)
- Appointed representative dealing with clients for which they require qualification (28 Mar 2023 to 3 Sep 2025)
- CF30 Customer (27 Mar 2023 to 3 Sep 2025)
- CF1 Director (AR) (15 Jun 2010 to 2 Jan 2015)
-
Bull Ferguson Limited
FRN 530568
- Employed By (since 27 Mar 2023)
- Employed By (27 Sep 2011 to 23 Jan 2023)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Jan 2023)
- CF30 Customer (20 Oct 2014 to 23 Jan 2023)
- CF1 Director (AR) (27 Sep 2011 to 23 Jan 2023)
- CF4 Partner (AR) (1 Jun 2005 to 12 Jul 2006)
-
- CF1 Director (AR) (10 May 2010 to 29 Oct 2011)
-
- (1)Employed By (31 Oct 2004 to 23 Jan 2023)
-
- CF21 Investment Adviser (1 Dec 2001 to 9 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.