Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 13 Nov 2021)
    • CF30 Customer (14 Mar 2012 to 8 Dec 2019)
  • Elderstreet Investments Limited (no longer approved here)

    FRN 148527

    • CF30 Customer (1 Nov 2007 to 4 Feb 2016)
    • CF11 Money Laundering Reporting (1 Jul 2005 to 12 Nov 2007)
    • CF10 Compliance Oversight (1 Jul 2005 to 12 Nov 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 15 Nov 2007)

Recent activity

Updates to this individual's record on the FCA register.

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