Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KOMO CAPITAL LLP (no longer approved here)

    FRN 1019968

    • (4)SMF1 Chief Executive (13 Jan 2025 to 31 Jan 2026)
    • (3)SMF16 Compliance Oversight (13 Jan 2025 to 31 Jan 2026)
    • (2)SMF17 Money Laundering Reporting Officer (MLRO) (13 Jan 2025 to 31 Jan 2026)
    • (1)SMF27 Partner (13 Jan 2025 to 31 Jan 2026)
  • Marcho Partners LLP (no longer approved here)

    FRN 834765

    • SMF27 Partner (9 Dec 2019 to 30 Apr 2024)
    • CF30 Customer (1 Jul 2019 to 8 Dec 2019)
    • CF4 Partner (1 Jul 2019 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (7 Sep 2016 to 5 Jun 2019)
    • [FCA CF] Client dealing (7 Sep 2016 to 5 Jun 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (28 Oct 2005 to 31 Oct 2007)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Manager of certification employee (7 Sep 2016 to 5 Jun 2019)
    • [FCA CF] Client dealing (7 Sep 2016 to 5 Jun 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (1)SMF27 Partner at KOMO CAPITAL LLP

  2. controlled function added: (2)SMF17 Money Laundering Reporting Officer (MLRO) at KOMO CAPITAL LLP

  3. controlled function added: (3)SMF16 Compliance Oversight at KOMO CAPITAL LLP

  4. controlled function added: (4)SMF1 Chief Executive at KOMO CAPITAL LLP