Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (4)SMF1 Chief Executive (13 Jan 2025 to 31 Jan 2026)
- (3)SMF16 Compliance Oversight (13 Jan 2025 to 31 Jan 2026)
- (2)SMF17 Money Laundering Reporting Officer (MLRO) (13 Jan 2025 to 31 Jan 2026)
- (1)SMF27 Partner (13 Jan 2025 to 31 Jan 2026)
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- SMF27 Partner (9 Dec 2019 to 30 Apr 2024)
- CF30 Customer (1 Jul 2019 to 8 Dec 2019)
- CF4 Partner (1 Jul 2019 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (7 Sep 2016 to 5 Jun 2019)
- [FCA CF] Client dealing (7 Sep 2016 to 5 Jun 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (28 Oct 2005 to 31 Oct 2007)
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- [FCA CF] Manager of certification employee (7 Sep 2016 to 5 Jun 2019)
- [FCA CF] Client dealing (7 Sep 2016 to 5 Jun 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (1)SMF27 Partner at KOMO CAPITAL LLP
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controlled function added: (2)SMF17 Money Laundering Reporting Officer (MLRO) at KOMO CAPITAL LLP
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controlled function added: (3)SMF16 Compliance Oversight at KOMO CAPITAL LLP
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controlled function added: (4)SMF1 Chief Executive at KOMO CAPITAL LLP