Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Broad Securities LLP (no longer approved here)

    FRN 593758

    • CF11 Money Laundering Reporting (2 Apr 2013 to 15 Sep 2017)
    • CF30 Customer (2 Apr 2013 to 15 Sep 2017)
    • CF4 Partner (2 Apr 2013 to 15 Sep 2017)
    • CF10 Compliance Oversight (2 Apr 2013 to 15 Sep 2017)
    • CF3 Chief Executive (2 Apr 2013 to 15 Sep 2017)
  • Park Walk Europe LLP (no longer approved here)

    FRN 502209

    • CF4 Partner (28 Jun 2010 to 29 Sep 2010)
    • CF30 Customer (1 Jan 2010 to 29 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.