Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Material risk taker (7 Jan 2019 to 1 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (7 Jan 2019 to 1 Jan 2024)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Material risk taker (7 Jan 2019 to 9 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (7 Jan 2019 to 9 Dec 2019)
  • Julius Baer International Limited (no longer approved here)

    FRN 139179

    • CF1 Director (29 Nov 2013 to 30 Sep 2014)
    • CF10 Compliance Oversight (3 Jul 2013 to 12 Sep 2014)
    • CF28 Systems and controls (3 Jul 2013 to 12 Sep 2014)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (1 Nov 2007 to 2 Apr 2009)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 5 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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