Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (7 Jan 2019 to 1 Jan 2024)
- [PRA CF] Significant risk taker or Material risk taker (7 Jan 2019 to 1 Jan 2024)
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- [FCA CF] Material risk taker (7 Jan 2019 to 9 Dec 2019)
- [PRA CF] Significant risk taker or Material risk taker (7 Jan 2019 to 9 Dec 2019)
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- CF1 Director (29 Nov 2013 to 30 Sep 2014)
- CF10 Compliance Oversight (3 Jul 2013 to 12 Sep 2014)
- CF28 Systems and controls (3 Jul 2013 to 12 Sep 2014)
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- CF30 Customer (1 Nov 2007 to 2 Apr 2009)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 5 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.